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Municipal Securities Rulemaking Board
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381	#..SEC-33 System name: Administrative and Litigation Release System--SEC. System location: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Records in this system also may be maintained at the Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 13:59:34 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Security Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress
382	#..SEC-36 System name: Administrative Proceeding Files--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 14:01:38 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Securities and Exchange Commission Freedom of Information Act United States securities law Financial regulation 73rd United States Congress
383	Microsoft Word - SORN- 61.doc Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2010-10-05 11:08:59 73rd United States Congress United States Securities and Exchange Commission Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal Securities Rulemaking Board United States securities law Financial regulation Government
384	#..SEC-13 System name: No-action and Interpretative Letters--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 13:11:34 73rd United States Congress United States Securities and Exchange Commission Self-regulatory organizations Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation Government
385	#..SEC-27 System name: Name Relationship Search Index (NRSI) System location: Securities and Exchange Commission, Operations Center, 6432 General Green Way, Mail, Stop O-4, Alexandria, VA[removed]. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 13:25:46 Corporate crime U.S. Securities and Exchange Commission Financial economics Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Security Securities Exchange Act Securities Fraud Deterrence and Investor Restitution Act United States securities law Government Financial regulation
386	SEC-42 SYSTEM NAME: Enforcement Files. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Offices that conducted an in Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-07-21 17:38:25 U.S. Securities and Exchange Commission Securities Exchange Act Law Securities regulation in the United States Municipal Securities Rulemaking Board Securities and Exchange Commission Securities Commission Freedom of Information Act Mutual fund scandal United States securities law Government Financial regulation
387	SEC-63 SYSTEM NAME: Tips, Complaints, and Referrals (TCR) Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-07-21 17:41:07 United States Securities and Exchange Commission Government Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Financial economics Municipal Securities Rulemaking Board Security United States securities law Financial regulation 73rd United States Congress
388	PUBLIC NOTICE REPRESENTATIONS UNDER MUNICIPAL ADVISOR REGISTRATION RULES The purpose of this notice is to make certain representations for the benefit of market participants pursuant to Section 240.15Ba1-1(d)(3)(vi)(B) Add to Reading List Source URL: ihda.org Language: English - Date: 2014-08-11 17:07:01 73rd United States Congress United States Securities and Exchange Commission United States securities law Financial adviser Securities Exchange Act Financial Advisor Business Money Municipal Securities Rulemaking Board Finance Investment Financial economics
389	The Official Source for Municipal Disclosures and Market Data EMMA Dataport Manual for 529 College Savings Plan Disclosure Submissions Version 1.1, September 2012 Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-01-30 17:12:17 U.S. Securities and Exchange Commission Municipal bond Business Government Franchising Law Tower Amendment Electronic Municipal Market Access Self-regulatory organizations Municipal Securities Rulemaking Board
390	Specifications for the SHORT System Data Submission Services Version 2.4, December 2012 Add to Reading List Source URL: www.msrb.org Language: English - Date: 2014-05-09 16:12:09 Self-regulatory organizations Municipal Securities Rulemaking Board Electronic Municipal Market Access Competitions Digital media U.S. Securities and Exchange Commission Auction rate security Electronic submission Municipal bond Computing Computer file formats Open formats

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